ECM Investment Management
Electronic Communications - Important Terms
Unless otherwise specifically indicated, the contents of this or any e-communication (i.e., e-mail, instant message, SMS, etc.) and its attachments (this "E-communication") are for informational purposes only, and should not be regarded as an offer to sell or a solicitation of an offer to buy any securities, futures, options, loans, investment products or other financial product or service, an official confirmation of any transaction, or an official statement of ECM. This E-communication is not intended for distribution to, or use by, any person or entity in any location where such distribution or use would be contrary to law or regulation, or which would subject any ECM affiliate to any registration requirement within such location.
This E-communication may contain privileged or confidential information, or may otherwise be protected by work product immunity or other legal rules. No confidentiality or privilege is waived or lost by any mistransmission. Access, copying or re-use of information by non-intended or non-authorized recipients is prohibited. If you are not an intended recipient of this E-communication, please notify the sender, delete it and do not read, act upon, print, disclose, copy, retain or redistribute any portion of this E-communication.
The transmission and content of this E-communication cannot be guaranteed to be secure or error-free. Therefore, we cannot represent that the information in this E-communication is complete, accurate, uncorrupted, timely or free of viruses, and ECM cannot accept any liability for E-communications that have been altered in the course of delivery. ECM does not waive any intellectual property rights in this E-communication. For your protection, we recommend that you do not send us any individual personal information via nonsecure methods of communication, including via public electronic communication channels, which are generally not secure and could be intercepted by a third party. Information in this E-communication is subject to change without notice and any views or opinions presented are solely those of the author and may not reflect the views of ECM. Any electronic communication that is conducted within or through ECM systems will be subject to being archived, monitored and produced to regulators and in litigation in accordance with ECM policy and local laws, rules and regulations. Unless expressly prohibited by local law, electronic communications may be archived in countries other than the country in which you are located, and may be treated in accordance with the laws and regulations of the country of each individual included in the entire message chain. Please note that e-mail communications are not wholly secure from interception. You should refrain from including private information, such account number, within the e-mail. ECM cannot accept e-mail instructions to initiate transactions. ECM cannot accept fax instructions to initiate transactions.
ECM Requires a signed and currently dated written request, either by certified mail or by walk-in, to initiate transactions. Transactions via phone requests are only accepted in a phone call between the investment advisor and their client..
The information in this E-communication is not intended to replace a recipient's own internal business processes for evaluating proposed transactions. Recipients should seek financial advice regarding the appropriateness of investing in any securities referred to in this E-communication and should understand that statements regarding future prospects of the instruments or the securities included in them may not be realized. There can be no assurance that securities mentioned in this E-communication could be sold or bought at such prices from ECM or another party or market participants. Past performance is not necessarily a guide to future performance. Foreign currency rates of exchange may adversely affect the value, price or income of any security or related investment.
ECM does not provide tax, accounting or regulatory advice. Any tax statements contained in this e-communication or any of its attachments were not intended or written to be used, and cannot be used, for the purpose of avoiding U.S., federal, state or local tax penalties. Please consult your advisor as to any tax, accounting or legal statements made herein.
